Intralinks for Regulatory Reporting

Streamline reporting.

Timely and accurate regulatory reporting is an ongoing compliance risk to your organization. The ability to share information while retaining control and security throughout all stages of regulatory reporting is critical. Partners such as legal counsel, CPA firms, consultants and service providers are an important part of your team, but sharing documents with them increases regulatory complexity. That’s where Intralinks steps up to the plate as the leading provider of secure, encrypted and controlled document exchange capabilities. Intralinks is an end-to-end regulatory compliance software solution that operationalizes reporting and manages new and changing regulations.

Banking and Securities Regulatory Risk Compliance Reporting Software

Features & Benefits

APIs and Deployment

Securely create, manage and share reports with auditable operational controls.

Create and assemble reports in compliance with security requirements. Manage operational risk with automated controls that improve the accuracy, completeness and timeliness of reports throughout the enterprise. Use Intralinks to:

  • Encrypt reports, making them unreadable without a decryption key
  • Keep reports secure during transmission and while stored
  • Develop the “who, what, when” of document preparation, review and distribution
  • Create a single gold copy of your compliance manual, policies and procedures for internal and external parties
  • Establish granular audit trails to demonstrate chain of ownership

Streamline review and distribution with workflows and alerts.

Accommodate different workflows and timelines with sequential and parallel report creation and aggregation. Features included enable you to:

  • Automatically generate notifications
  • Create tasks and assignments
  • Centralize question and answer functions
Man riding up escalator, holding a mobile phone
Man looking pensively at laptop screen

Manage regulatory filings.

Intralinks enables aggregation, refinement and formal submission of regulatory information while working across disparate organizational structures and geographies. We help protect your filings at every stage:

  • Secure information prior to making it publicly available
  • Streamline operations to help meet submission deadlines
  • Improve accountability throughout the filing preparation

Learn more about key regulatory processes that Intralinks supports, including:

  • CCAR – Comprehensive Capital Analysis and Review
  • DFAST – Dodd-Frank Act Stress Test
  • Recovery Planning – “Consolidated Recovery Planning for Certain Large Domestic Bank Holding Companies”
  • Resolution Planning
  • SEC 17g-5 for structured financial products
  • Regulation AB II for Asset-Backed Securities

Standardizing on Intralinks for file sharing has reinforced security, compliance and file control. It makes me comfortable to have people use Intralinks, because we know there is a full audit trail.

Lei Lu
Senior VP
Head of Technology at Ares Management

Want to learn how we can benefit you?